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Policy Compendium

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Themes3 - Policies Regarding CONSERVATION of World Heritage Propertiesclose3.1 - Protection, conservation and management of World Heritage propertiesclose3.2 - Monitoring close3.3 - Impact assessmentsclose3.4 - Disaster risks managementclose3.5 - Factors affecting propertiesclose3.6 - Tourism and visitor managementclose3.7 - Sustainable developmentclose3.2.1 - Generalclose3.2.2 - Periodic Reportingclose3.2.3 - Reactive Monitoringclose3.2.4 - List of World Heritage in Dangerclose3.2.5 - Deletion of a World Heritage property from the Listclose3.5.1 - Buildings and development close3.5.2 - Transportation infrastructureclose3.5.3 - Utilities or service infrastructureclose3.5.4 - Pollution close3.5.5 - Biological resource use/modification close3.5.6 - Physical resource extractionclose3.5.7 - Local conditions affecting the fabric close3.5.8 - Social/cultural uses of heritage close3.5.9 - Other human activities close3.5.10 - Climate change and severe weather eventsclose3.5.11 - Sudden ecological or geological events close3.5.12 - Invasive/alien species or hyper-abundant species close3.5.13 - Management and institutional factors close
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3 - Policies Regarding CONSERVATION of World Heritage Properties
8. "[The World Heritage Committee] takes note of the increasing number of State of Conservation reports due to inadequate management systems or plans and urges States Parties to ensure that management systems and plans are in place at the time of inscription."
Theme: 3.1 - Protection, conservation and management of World Heritage properties
Decision: 39 COM 7
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.5 - Factors affecting properties
"Integrated management, Decision making, Governance

23. [The World Heritage Committee,] noting with concern that the lack of an integrated management approach is reported to cause challenges to the coordination of management and decision making processes of properties where different authorities are involved, in particular in the cases of mixed, serial, and transboundary properties, urges States Parties to establish appropriate mechanisms in order to facilitate a coordinated approach to the management of all properties, in line with the requirements of the Operational Guidelines as laid out in Paragraphs 112, 114, and 135, and encourages States Parties with contiguous natural properties on either side of their international borders, which are not listed as transboundary properties, to establish appropriate mechanisms for cooperation between their respective management authorities and ministries;

24. Also encourages States Parties to promote recognition and awareness across all relevant national and regional agencies of the World Heritage status of the properties on their territory, and to develop mechanisms to ensure consideration of impacts on Outstanding Universal Value (OUV) in the decision making processes of relevant ministries, before permits are issued for developments that could negatively impact the OUV."

Theme: 3.1 - Protection, conservation and management of World Heritage properties
3.5.13 - Management and institutional factors
Decision: 40 COM 7
Threats:  Financial resources Governance High impact research / monitoring activities Human resources Legal framework Low impact research / monitoring activities Management activities Management systems/ management plan
3 - Policies Regarding CONSERVATION of World Heritage Properties
15. "[The World Heritage Committee] encourages (…) the reflection on reconstruction within World Heritage properties as a complex multi-disciplinary process, towards developing new guidance to reflect the multi-faceted challenges that reconstruction brings, its social and economic context, the short- and long-term needs of properties, and the idea of reconstruction as a process that should be undertaken within the framework of the Outstanding Universal Value (OUV) of the properties."
Theme: 3.1 - Protection, conservation and management of World Heritage properties
Decision: 41 COM 7
3 - Policies Regarding CONSERVATION of World Heritage Properties
Synthesis based on relevant Committee decisions

States Parties are responsible for elaborating a comprehensive and integrated site management plan and to secur[ing] the necessary resources for its full implementation (based on Case law on decisions on the State of Conservation).
Theme: 3.1 - Protection, conservation and management of World Heritage properties
See for examples Decisions:  32 COM 7B.70 33 COM 7B.116 34 COM 7A.27 35 COM 7B.131 36 COM 7B.74 40 COM 7B.50 41 COM 7A.42
3 - Policies Regarding CONSERVATION of World Heritage Properties
Synthesis based on relevant Committee decisions

The World Heritage Committee requests the States Parties to establish the Outstanding Universal Value of the property as a clearly defined and central element within the protection and management system for the property (based on Case law on decisions on the State of Conservation).
Theme: 3.1 - Protection, conservation and management of World Heritage properties
See for examples Decisions:  34 COM 7A.27 36 COM 7B.74 36 COM 7B.8 41 COM 7B.47
3 - Policies Regarding CONSERVATION of World Heritage Properties
Synthesis based on relevant Committee decisions

The World Heritage Committee recommends the States Parties to improve institutional coordination, including international coordination, between the different agents in charge of the management of transnational, transboundary and/or serial properties in order to avoid potential negative impacts on the Outstanding Universal Value of the property (based on Case law on decisions on Nominations).
Theme: 3.1 - Protection, conservation and management of World Heritage properties
See for examples Decisions:  40 COM 8B.9 41 COM 8B.21 41 COM 8B.7 41 COM 8B.3
3 - Policies Regarding CONSERVATION of World Heritage Properties
Synthesis based on relevant Committee decisions

The World Heritage Committee recommends the States Parties to develop a long-term strategy for the sustainable financing of the property, and to ensure adequate human, material and financial resources to support the effective management (based on Case law on decisions on Nominations).
Theme: 3.1 - Protection, conservation and management of World Heritage properties
See for examples Decisions:  40 COM 8B.6 41 COM 8B.31 41 COM 8B.11 41 COM 8B.9 41 COM 8B.5 41 COM 8B.3
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.2 - Monitoring
Synthesis based on relevant Committee decisions

Synthesis based on relevant Committee decisions

The World Heritage Committee requests States Parties to commit towards the protection of the intangible heritage attributes of the property and to ensure that sufficient attention is given to safeguarding these important attributes, as by developing a monitoring system of intangible heritage elements (based on case law on decisions on State of Conservation).
Theme: 3.2.1 - General
See for examples Decisions:  40 COM 7B.1 42 COM 7B.33 44 COM 7B.20 44 COM 7B.2
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.2 - Monitoring
5. "[The World Heritage Committee] (…) underlines that reinforced monitoring is a constant cooperative process with the State Party concerned, which will always be undertaken in full consultation and with its approval."
Theme: 3.2.1 - General
Decision: 31 COM 5.2
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.2 - Monitoring
54. "[The World Heritage Committee] encourages States Parties to make full use of such Earth Observation technologies for the early detection of activities potentially harmful to the Outstanding Universal Value (OUV) of World Heritage properties, such as deforestation, mining, illegal fisheries, agricultural encroachment, etc. and to better understand trends and respond appropriately."
Theme: 3.2.1 - General
Decision: 42 COM 7
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.2 - Monitoring
9. "[The World Heritage Committee] Invites the Advisory Bodies to engage in effective and constructive dialogue with States Parties in the preparation of Tentative Lists, in the nomination process, including before the publication of recommendations, and post inscription (including monitoring missions), with the aim of achieving more effective credibility, transparency and better implementation of the Convention and Sustainable Development Goals."
Theme: 3.2.1 - General
Decision: 43 COM 5E
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.2 - Monitoring
Synthesis based on relevant Committee decisions

The World Heritage Committee recommends establishing key monitoring indicators to relate more directly to the Outstanding Universal Value to allow for judgment of changes in state of conservation, and adding specific indicators, periodicity and institutional responsibilities (based on Case law on decisions on Nominations).
Theme: 3.2.1 - General
See for examples Decisions:  38 COM 8B.37 39 COM 8B.33 39 COM 8B.25 41 COM 8B.38 41 COM 8B.33 41 COM 8B.31 41 COM 8B.28 41 COM 8B.27 41 COM 8B.26
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.2 - Monitoring
Synthesis based on relevant Committee decisions

The World Heritage Committee encourages States Parties to monitor wildlife and populations, including key species, in order to assess the populations and trends (based on case law on decisions on the State of Conservation).
Theme: 3.2.1 - General
See for examples Decisions:  37 COM 7B.11 38 COM 7B.92 40 COM 7B.70 40 COM 7B.69 41 COM 7A.15
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.2 - Monitoring
14. "[The World Heritage Committee] Recognizes that the selection of the state of conservation reports to be discussed by the Committee during its sessions should be based on clear and objective criteria, including the level of threat to the property, rather than being based on representativity."
Theme: 3.2.3 - Reactive Monitoring
Decision: 43 COM 7.1
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.2 - Monitoring
"7. [The World Heritage Committee considers] that the inscription of a property on the List of World Heritage in Danger aims to marshal international support to help the State Party effectively address the challenges faced by the property by engaging with the World Heritage Centre and the Advisory Bodies to develop a program of corrective measures to achieve the desired state of conservation for the property, as provided for under Paragraph 183 of the Operational Guidelines; and [notes] that inscription on the List of World Heritage in Danger also alerts the State Party about the international community’s concern on the state of conservation of the property, provides a timely reminder of obligations that arise under the World Heritage Convention, highlights threats to the attributes of a property which contribute to its Outstanding Universal Value (OUV), and, importantly, initiates a process and pathway to address those threats, including the availability of additional funding."

 

Theme: 3.2.4 - List of World Heritage in Danger
Decision: 44 COM 7.1
3 - Policies Regarding CONSERVATION of World Heritage Properties
"21. [The World Heritage Committee] (u)rges States Parties, with the support of the World Heritage Centre and the Advisory Bodies, to:
a) Incorporate well-designed buffer zones based on a holistic understanding of natural as well as human induced factors affecting the property, supported by reinforcing relevant legal, policy, awareness and incentive mechanisms, into new nominations and where appropriate into existing properties to ensure enhanced protection of World Heritage properties,
b) Place particular emphasis on strategic environmental assessment and impact assessments for potential projects within buffer zones to avoid, negative impacts on OUV from developments and activities in these zones,
c) Develop buffer zone protection and management regimes that optimize the capture and sharing of benefits to communities to support the aspirations of the 2015 Policy for the integration of a Sustainable Development Perspective into the processes of the World Heritage Convention,
d) Ensure buffer zones are supported by appropriate protection and management regimes in line with the property’s OUV, that build connectivity with the wider setting in cultural, environmental and landscape terms."
Theme: 3.3 - Impact assessments
Decision: 44 COM 7.2
3 - Policies Regarding CONSERVATION of World Heritage Properties

15.c) "[The World Heritage Committee encourages States Parties to] (…) be proactive in relation to development and conservation of World Heritage properties by conducting a Strategic Environmental Assessment (SEA) at the time of nomination to anticipate the impact of any potential development on the Outstanding Universal Value."

Theme: 3.3 - Impact assessments
Decision: 35 COM 12E
3 - Policies Regarding CONSERVATION of World Heritage Properties
11. "[The World Heritage Committee] taking note of the benefits to States Parties of systematically utilizing Heritage Impact Assessments (HIAs) and Environmental Impact Assessments (EIAs) in the review of development projects, encourages States Parties to integrate the EIA/HIA processes into legislation, planning mechanisms and management plans, and reiterates its recommendation to States Parties to use these tools in assessing projects, including assessment of cumulative impacts, as early as possible and before any final decision is taken, and, taking into account the need for capacity-building in this regard, requests the States Parties to contribute financially and technically towards the development of further guidance regarding EIA/HIA implementation, by the Advisory Bodies and the World Heritage Centre, based on case studies and field experience."
Theme: 3.3 - Impact assessments
Decision: 39 COM 7
3 - Policies Regarding CONSERVATION of World Heritage Properties
3.5 - Factors affecting properties
"30. [The World Heritage Committee] notes that the pressures on historic urban areas arising from inappropriate or inconsistent development controls, rapid, uncontrolled and planned development, including large development projects, additions that are incompatible in their volume, mass tourism, as well as the accumulated impact of incremental changes have continued within numerous World Heritage properties and in their buffer zones and settings, and considers that these present potential and actual major threats to the Outstanding Universal Value (OUV) of properties, including their integrity and authenticity, as well as increasing their vulnerability to disasters, including those resulting from climate change;
(…)
34. [The World Heritage Committee] (s)tresses the importance of carrying out Heritage Impact Assessments to evaluate and thereby avoid or manage potential threats to the OUV of the property arising from new urban development projects."
Theme: 3.3 - Impact assessments
3.5.1 - Buildings and development
Decision: 44 COM 7.2
Threats:  Commercial development Housing Industrial areas Interpretative and visitation facilities Major visitor accommodation and associated infrastructure
3 - Policies Regarding CONSERVATION of World Heritage Properties
37. "[The World Heritage Committee] stresses the necessity for HIAs and Environmental Impact Assessments (EIAs) to be proportionate to the scope and scale of projects, with simpler assessments being undertaken for smaller projects and Strategic Environmental Assessments (SEAs) for very large projects, and the necessity for assessments to be undertaken in a timely fashion and submitted to the World Heritage Centre for review by the Advisory Bodies (…)."
Theme: 3.3 - Impact assessments
Decision: 42 COM 7

The World Heritage Policy Compendium was elaborated thanks to the generous contribution of the Government of Australia.

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