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Ashur (Qal'at Sherqat)

Iraq
Factors affecting the property in 2023*
  • Deliberate destruction of heritage
  • Flooding
  • Management activities
  • Management systems/ management plan
  • War
  • Water infrastructure
  • Other Threats:

    Fragile mud brick structures

Factors* affecting the property identified in previous reports
  • Management activities
  • Managements systems/management plan
  • Water infrastructure (dam building project)
  • Partial flooding and seepage
  • Fragile mud brick structures
  • Absence of a comprehensive conservation and management plan
  • Destruction and damage due to the armed conflict
Threats for which the property was inscribed on the List of World Heritage in Danger
  • Nearby construction of a dam entailing partial flooding and seepage
  • Armed conflict
Desired state of conservation for the removal of the property from the List of World Heritage in Danger

Not yet drafted

Corrective Measures for the property

Not yet identified

Timeframe for the implementation of the corrective measures

Not yet identified

UNESCO Extra-Budgetary Funds until 2023

Total amount granted (for World Heritage properties of Iraq):

  • USD 6,000 from the Italian Funds-in-Trust
  • USD 1.5 million by the Government of Japan (for cultural heritage, including World Heritage)
  • USD 154,000 by the Government of Norway (for cultural heritage, including World Heritage)
  • EUR 300,000 by the Government of Italy (for cultural heritage, including World Heritage)
  • USD 35,000 by the Government of the Netherlands (for cultural heritage, including World Heritage)
  • USD 100,000 Heritage Emergency Fund - support for Iraqi World Heritage properties.
  • USD 35,782 from the Netherlands Funds-in-Trust (for Strengthening capacities in state of conservation reporting on properties inscribed on the list of World Heritage in Danger)
  • USD 50,000 from the Netherlands Funds-in-Trust (Strengthening capacities for the documentation and conservation of properties on the List of World Heritage in Danger in Iraq)
International Assistance: requests for the property until 2023
Requests approved: 1 (from 2003-2003)
Total amount approved : 50,000 USD
Missions to the property until 2023**

November 2002: UNESCO mission for the Makhool Dam project; June 2011: joint World Heritage Centre/ICOMOS Reactive Monitoring mission; March/April 2022: joint World Heritage Centre/ICOMOS Reactive Monitoring mission

Conservation issues presented to the World Heritage Committee in 2023

On 31 January 2022, the State Party submitted a report on the state of conservation of the property, which is available at https://whc.unesco.org/en/list/1130/documents. Additional information was submitted on 4 March 2023. Progress in a number of conservation issues addressed by the Committee at its previous sessions is presented in those reports, as follows:

  • The construction of Makhool dam would have a severe impact on the property, and on other archaeological sites in the vicinity, if its construction proceeds as planned. The Iraqi Ministry of Water Resources sought to undertake studies in order to arrive at suitable mitigation measures to ensure the safeguarding of the property;
  • An agreement was signed between the State Board of Antiquities and Heritage (SBAH), the Ministry of Culture and Tourism and the American University of Iraq – Sulaimani (AUIS) to identify archaeological sites that would be threatened by the Makhool dam, document the damage resulting from conflict at the property, strengthen capacities in archaeological investigation and documentation, and develop a master management plan to mitigate the potential damage that would result from the construction of the dam;
  • In updated information transmitted in March 2023, the State Party informed the World Heritage Centre that all works related to the construction of Makhoul Dam have been stopped;
  • Cleaning, conservation and renovation works have been carried out on some parts of the property to mitigate the risks posed by weathering, water damage and destruction due to armed conflict;
  • An overview of the history and damage sustained, and proposed conservation actions to be carried out, have been provided for the following structures:
  • The structure of the Ziggurat continues to deteriorate, despite the backfilling of the trench in 2018, as decayed cavities remain and continue to expand at the top of the Ziggurat,
  • As a temporary stabilisation measure, the Centre of Archaeology and Heritage at AUIS, added new iron supports to the second arch of the Tabira Gate to avoid collapse, but additional work is crucial to conserve the other arches which are also on the verge of collapse,
  • The rehabilitation of the Walter Andrae Palace has proceeded in the framework of the agreement between SBAH and the University of Munich, and following recommendations of technical review. It will become the residence archaeological expeditions,
  • Parts of the ‘Masnah’ (buttress) have been eroded and there is uncertainty on whether the foundations still exist as they are submerged in the river. The State Party highlights that collapse of the cliff on the eastern riverbank poses an imminent threat to the property,
  • Outline of conservation actions were also provided for several monuments, including the Royal Cemetery and the Parthian Palace;
  • Moreover, closure of the Tigris River branch, adjacent to Sherqat Castle, is under consideration to allow for excavation of the archaeological areas believed to be a submerged Assyrian harbour. However, the State Party is concerned that this closure would also cause significant damage to the entire property during the flood season.

A joint World Heritage Centre/ICOMOS Reactive Monitoring mission visited the property from 28 March to 1 April 2022. A copy of the mission report is also available at https://whc.unesco.org/​en/​list/​1130/documents.

Analysis and Conclusion by World Heritage Centre and the Advisory Bodies in 2023

The information provided by the State Party concerning the cessation of Makhool Dam is reassuring, given that upon inscription of the property on the World Heritage List, this project was considered as a major threat to the property’s Outstanding Universal Value (OUV), justifying its concurrent inscription on the List of World Heritage in Danger in 2003. The Committee’s previous decisions requested relocation or cancellation of the project.

During the 2022 joint World Heritage Centre/ICOMOS Reactive Monitoring mission to the property, the State Party stressed its intention to explore the execution of mitigation measures to ensure protection of the property and other archaeological sites from flooding. However, on the basis of the limited technical and topographic documentation on the environmental impact of the dam, and on the level of water in the future reservoir, it was not possible to define precisely to what degree the property will be impacted or whether and how it might be protected. Further specific studies would have been necessary to map and assess comprehensively the impact of the dam and to allow consideration of the viability of possible designed measures in ensuring the effective protection of the property’s OUV and all its attributes.

Beyond the construction of a structure to protect the site from flooding (e.g., retaining walls, embankments, dikes, etc.), it is to be recalled that the property is very fragile, primarily having earthen constructions. The property has been suffering from water seepage and environmental degradation for some time, which has been accelerating its deterioration. Hence, in addition to the threat of flooding in the event of the dam’s construction, the mission considered that several other threats should be taken into consideration when assessing the effectiveness of protective measures, including the potential increase in water seepage, salt infiltration, the creation of a new micro-climate, and the potential impact of any new large constructions on the property’s OUV. Accordingly, a number of additional in-depth technical studies were identified by the mission as necessary urgent actions to be undertaken.

In terms of the current state of conservation of the property, the State Party has begun to address remedial and repair work to mitigate the impact of threats, including those resulting from weathering and water damage.

The 2022 mission recommended a number of necessary actions, including the preparation of an overall comprehensive conservation plan for the property in full consultation with the World Heritage Centre and the Advisory Bodies, carrying out regular maintenance activities, submitting a detailed report on all planned and ongoing interventions carried out and their priority while noting that all interventions must be integrated into the comprehensive conservation plan for the property, undertaking a number of protection measures at the property, as well as the elaboration of a management system and preparation of a Management Plan. As previously recommended, only urgent stabilisation work should be undertaken in cases where collapse or further damage is imminent, and according to the principle of minimal intervention.

The State Party has been regularly consulting with the world Heritage Centre, particularly with regard to the rehabilitation project for the Walter Andrae Palace, which was reviewed by ICOMOS. It is recommended that the Committee encourage the State Party to pursue consultations with the World Heritage Centre and the Advisory Bodies, and to continue to inform on any future plans for major restoration or new construction which may affect the OUV of the property, in accordance with Paragraph 172 of the Operational Guidelines, before making any decisions which would be difficult to reverse.

The World Heritage Centre, in collaboration with ICOMOS, has supported the State Party in the elaboration of the retrospective Statement of Outstanding Universal Value (RSOUV), through an online technical workshop funded by the Netherlands Funds-in-Trust project to strengthen capacities of properties in Iraq inscribed on the List of World Heritage in Danger.

With the cessation of the Makhool Dam project, and in light of the outcomes of the 2022 mission, it is recommended that the Committee request the State Party to initiate the elaboration the Desired state of conservation for removal of the property from the List of World Heritage in Danger (DSOCR), and the necessary corrective measures, in collaboration with the World Heritage Centre and Advisory Bodies.

Decisions adopted by the Committee in 2023
45 COM 7A.27
Ashur (Qal'at Sherqat) (Iraq) (C 1130)

The World Heritage Committee,

  1. Having examined Document WHC/23/45.COM/7A,
  2. Recalling Decision 44 COM 7A.6 adopted at its extended 44th session (Fuzhou/online, 2021),
  3. Taking into account Decision 45 COM 7A.30 on World Heritage properties in Iraq,
  4. Commends the decision by the State Party to halt any further construction of Makhool Dam, given its potential impact on the Outstanding Universal Value (OUV) of the property, and requests the State Party to ensure the permanent cancellation or relocation of the project;
  5. Notes with appreciation the efforts of the State Party in providing an informative report, with indications on the damages incurred and planned conservation works at the property, as well as in seeking partnerships and support for documentation, protection and conservation;
  6. Takes note of the conclusions and recommendations of the 2022 joint World Heritage/ICOMOS Reactive Monitoring mission and requests the State party to implement its recommendations, with particular regard to:
    1. Preparation of an overall comprehensive conservation plan for the property in full consultation with the World Heritage Centre and the Advisory Bodies,
    2. Carrying out regular maintenance activities, following testing in a pilot area and monitoring over a certain period,
    3. Submitting a detailed report on all planned and ongoing interventions carried out and their priority to the World Heritage Centre, noting that all interventions must be integrated into the comprehensive conservation plan for the property,
    4. d) Undertaking site protection measures, including the prevention of uncontrolled access, as well as installing a fence and proper signage that does not negatively impact the OUV of the property,
    5. e) Elaboration of a management system and preparation of a Management Plan that defines and protects the attributes of OUV;
  7. Encourages the State Party to pursue consultations with the World Heritage Centre and the Advisory Bodies to prioritise urgent maintenance and stabilisation actions for damaged and deteriorated components, while recalling that emergency stabilisation work should only be undertaken in cases where collapse or further damage is imminent and according to the principle of minimal intervention, reiterates its request to the State Party that all interventions be addressed within the framework of the overall comprehensive conservation plan for the property, which should be prepared as a matter of priority;
  8. Also requests the State Party to continue to submit to the World Heritage Centre, for review by the Advisory Bodies, detailed information on all future works that may have an impact on the OUV of the property, in conformity with Paragraph 172 of the Operational Guidelines;
  9. Takes note with satisfaction the cooperation undertaken by the State Party, the World Heritage Centre and ICOMOS towards the development of the retrospective Statement of OUV for the property;
  10. Further requests the State Party to initiate the elaboration the Desired state of conservation for removal of the property from the List of World Heritage in Danger, and the necessary corrective measures, in collaboration with the World Heritage Centre and advisory Bodies;
  11. Reiterates its appeal to all States Parties to cooperate in the fight against the illicit trafficking of cultural heritage coming from Iraq as per the United Nations Security Council Resolutions 2199 of February 2015, 2253 of December 2015 and 2347 of March 2017;
  12. Calls again on all Member States of UNESCO to support emergency safeguarding measures, including through the UNESCO Heritage Emergency Fund;
  13. Finally requests the State Party to submit to the World Heritage Centre, by 1 February 2024, an updated report on the state of conservation of the property and the implementation of the above, for examination by the World Heritage Committee at its 46th session;
  14. Decides to retain Ashur (Qal'at Sherqat) (Iraq) on the List of World Heritage in Danger.
45 COM 8E
Adoption of Retrospective Statements of Outstanding Universal Value

The World Heritage Committee,

  1. Having examined Document WHC/23/45.COM/8E,
  2. Commends the States Parties for the work accomplished in the elaboration of retrospective Statements of Outstanding Universal Value for World Heritage properties located within their territories;
  3. Adopts the retrospective Statements of Outstanding Universal Value, as presented in Annex of Document WHC/23/45.COM/8E, for the following World Heritage properties:

ARAB STATES

  • Egypt, Abu Mena
  • Egypt, Ancient Thebes with its Necropolis
  • Egypt, Historic Cairo
  • Egypt, Nubian Monuments from Abu Simbel to Philae
  • Egypt, Saint Catherine Area
  • Iraq, Ashur (Qal'at Sherqat)
  • Iraq, Hatra

ASIA AND THE PACIFIC

  • Australia, Tasmanian Wilderness
  • Sri Lanka, Old Town of Galle and its Fortifications

EUROPE AND NORTH AMERICA

  • Croatia, Episcopal Complex of the Euphrasian Basilica in the Historic Centre of Poreč
  • Croatia, Historic City of Trogir
  • Croatia, The Cathedral of St James in Šibenik
  • France, Historic Fortified City of Carcassonne
  • Greece, Meteora
  • Spain, Doñana National Park
  • Spain, Historic City of Toledo
  • Spain, Historic Walled Town of Cuenca
  • Spain, Ibiza, Biodiversity and Culture;
4.    Notes that retrospective Statements of Outstanding Universal Value for World Heritage properties inscribed on the List of World Heritage in Danger will be reviewed in priority by the Advisory Bodies;

5.    Requests the World Heritage Centre to upload the two language versions of the above-mentioned retrospective Statements of Outstanding Universal Value on its website.
Draft Decision: 45 COM 7A.27

The World Heritage Committee,

  1. Having examined Document WHC/23/45.COM/7A,
  2. Recalling Decision 44 COM 7A.6, adopted at its extended 44th session (Fuzhou/Online, 2021),
  3. Taking into account Decision 45 COM 7A.30 on World Heritage properties in Iraq,
  4. Commends the decision by the State Party to halt any further construction of Makhool Dam, given its potential impact on the Outstanding Universal Value (OUV) of the property, and requests the State Party to ensure the permanent cancellation or relocation of the project;
  5. Notes with appreciation the efforts of the State Party in providing an informative report, with indications on the damages incurred and planned conservation works at the property, as well as in seeking partnerships and support for documentation, protection and conservation;
  6. Takes note of the conclusions and recommendations of the 2022 joint World Heritage/ICOMOS Reactive Monitoring mission and requests the State party to implement its recommendations, with particular regard to:
    1. Preparation of an overall comprehensive conservation plan for the property in full consultation with the World Heritage Centre and the Advisory Bodies,
    2. Carrying out regular maintenance activities, following testing in a pilot area and monitoring over a certain period,
    3. Submitting a detailed report on all planned and ongoing interventions carried out and their priority to the World Heritage Centre, noting that all interventions must be integrated into the comprehensive conservation plan for the property,

d)Undertaking site protection measures, including the prevention of uncontrolled access, as well as installing a fence and proper signage that does not negatively impact the OUV of the property,

e)Elaboration of a management system and preparation of a Management Plan that defines and protects the attributes of OUV;

  1. Encourages the State Party to pursue consultations with the World Heritage Centre and the Advisory Bodies to prioritise urgent maintenance and stabilisation actions for damaged and deteriorated components, while recalling that emergency stabilisation work should only be undertaken in cases where collapse or further damage is imminent and according to the principle of minimal intervention, reiterates its request to the State Party that all interventions be addressed within the framework of the overall comprehensive conservation plan for the property, which should be prepared as a matter of priority;
  2. Also requests the State Party to continue to submit to the World Heritage Centre, for review by the Advisory Bodies, detailed information on all future works that may have an impact on the OUV of the property, in conformity with Paragraph 172 of the Operational Guidelines;
  3. Takes note with satisfaction the cooperation undertaken by the State Party, the World Heritage Centre and ICOMOS towards the development of the retrospective Statement of OUV for the property;
  4. Further requests the State Party to initiate the elaboration the Desired state of conservation for removal of the property from the List of World Heritage in Danger, and the necessary corrective measures, in collaboration with the World Heritage Centre and advisory Bodies;
  5. Reiterates its appeal to all States Parties to cooperate in the fight against the illicit trafficking of cultural heritage coming from Iraq as per the United Nations Security Council Resolutions 2199 of February 2015, 2253 of December 2015 and 2347 of March 2017;
  6. Calls again on all Member States of UNESCO to support emergency safeguarding measures, including through the UNESCO Heritage Emergency Fund;
  7. Finally requests the State Party to submit to the World Heritage Centre, by 1 February 2024, an updated report on the state of conservation of the property and the implementation of the above, for examination by the World Heritage Committee at its 46th session;
  8. Decides to retain Ashur (Qal'at Sherqat) (Iraq) on the List of World Heritage in Danger.
Report year: 2023
Iraq
Date of Inscription: 2003
Category: Cultural
Criteria: (iii)(iv)
Danger List (dates): 2003-present
Documents examined by the Committee
SOC Report by the State Party
Report (2022) .pdf
Initialy proposed for examination in 2022
arrow_circle_right 45COM (2023)
Exports

* : The threats indicated are listed in alphabetical order; their order does not constitute a classification according to the importance of their impact on the property.
Furthermore, they are presented irrespective of the type of threat faced by the property, i.e. with specific and proven imminent danger (“ascertained danger”) or with threats which could have deleterious effects on the property’s Outstanding Universal Value (“potential danger”).

** : All mission reports are not always available electronically.


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